Compliance Analyst

Overview

The Compliance Analyst is responsible for supporting the organization's compliance initiatives by performing compliance testing, risk assessments, monitoring, analysis, and reporting on business operations and/or vendor oversight to ensure adherence to applicable federal and state regulatory requirements, internal policies, and industry standards. This role helps identify compliance risks, implements controls, and fosters a culture of ethical business practices through compliance testing, risk assessments, monitoring, and vendor oversight.

Responsibilities

• Conduct compliance reviews and risk assessments across departments to ensure processes align with legal and regulatory standards.
• Assist in the development, implementation, and maintenance of compliance policies, procedures, and training programs.
• Monitor and analyze new and existing laws, regulations, and policies and communicate impacts to relevant stakeholders.
• Investigate compliance issues and partner with internal teams to implement corrective action plans.
• Prepare and maintain documentation and reports related to compliance testing, risk assessments, and vendor reviews.
• Perform research, root cause analysis, and process improvement activities to support compliance testing results.
• Collaborate with business units to strengthen controls and reduce compliance risk exposure.
• Escalate potential compliance violations or concerns to leadership and compliance management when appropriate.
• Participate in special projects, targeted risk assessments, and peer quality reviews.
• Conduct peer cross-training and support team development activities.

Requirements

• 3+ years of progressive experience in compliance, testing, risk management, auditing, or a similar analytical role.
• Knowledge of industry regulations relevant to mortgage, insurance, warranty and service contracts, and/or financial services industries.
• Strong analytical, organizational, and problem-solving skills.
• Strong verbal and written communication skills with the ability to present findings to diverse audiences.
• Proficiency with Microsoft 365 applications, including Excel, Word, PowerPoint, and Teams.
• Ability to manage multiple priorities and deadlines in a fast-paced environment.
• Strong attention to detail and commitment to quality.

Helpful to have

• Bachelor's degree in Business, Finance, Legal Studies, Risk Management, or a related field.
• Professional certifications such as CRCM, CCEP, CIA, CAMS, or similar.
• Experience using compliance management systems and testing tools.
• Experience developing compliance testing programs, risk assessments, vendor reviews, and control evaluations.
• Knowledge of regulatory risk frameworks and control environment mapping.
• Demonstrated ability to work independently while also collaborating effectively across teams.
• Strong decision-making, critical thinking, and problem-resolution capabilities.

About the Company

Assurant is a leading global business services company that supports, protects, and connects major consumer purchases. A Fortune 500 company with a presence in 21 countries, Assurant partners with the world’s leading brands to develop innovative solutions and deliver an enhanced customer experience across mobile device solutions, extended service contracts, vehicle protection services, renters insurance, lender-placed insurance products, and other specialty products.

Equal Opportunity

Assurant is an Equal Employment Opportunity employer and does not consider race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity, or any other characteristic protected by law in employment decisions.

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