Compliance Manager

-Compliance Manager- Financial Services | Wealth & Advisory Hybrid Working Office Location-Leicester and offices across the UK Oxbow Resourcing is supporting a growing financial services group with the appointment of a Compliance Manager into its central Risk & Compliance function. This is an excellent opportunity for someone looking to broaden their Compliance exposure within a commercially focused and evolving environment. The role sits within a growing group structure and offers hands-on involvement across a wide range of regulatory and advisory compliance activities, including Consumer Duty, compliance monitoring, regulatory reporting, policy development and advisory support.

The business is currently going through a significant period of growth and development, making this an ideal opportunity for someone who enjoys working within a dynamic environment where they can genuinely add value and develop their career. Key responsibilities include: • Supporting the delivery of the Compliance Monitoring Plan • Oversight of advice file monitoring activity • Providing practical compliance guidance to advisers • Supporting policy and framework development • Assisting with Consumer Duty and regulatory reporting • Horizon scanning and regulatory change support • Supporting complaints and incident investigations Suitable candidates are likely to have: • Experience within Financial Services Compliance • Exposure to advisory / wealth / IFA environments • Strong communication and stakeholder engagement skills • A practical and commercially aware approach to Compliance • A desire to broaden their remit and develop further professionally This role would also suit individuals transitioning from paraplanning into Compliance. A genuinely strong opportunity for someone looking to gain broad exposure within a growing and highly collaborative environment.