Manager / Senior Manager – AIF & PMS Compliance

Manager / Senior Manager – AIF & PMS Compliance We are looking for a dynamic compliance professional with strong expertise in Alternative Investment Funds and PMS framework. The role will also support compliance functions relating to PMS, SEBI PIT regulations and Offshore compliances. Location: Mumbai (Andheri) Experience: 4–8 Years Level: Manager / Senior Manager Key Responsibilities - Compliance under International Financial Services Centres Authority (IFSCA) regulations and SEZ regulations - Advisory and operational compliance for IFSC-based fund structures - Assistance in fund setup, regulatory approvals - Liaising with IFSC/SEZ authorities and intermediaries - Ensuring adherence to AML, KYC, and cross-border regulatory requirements AIF Compliance - Compliance for Securities and Exchange Board of India (SEBI) AIF Regulations - Handling AIF registrations, schemes launch filings, and ongoing regulatory submissions - Ensuring compliance with Private Placement Memorandum (PPM) - Coordinating with trustees, custodians, and fund administrators - Handling SEBI inspections, audits, and regulatory queries Additional Responsibilities - Compliance under SEBI PMS Regulations - Monitoring compliance under SEBI Prohibition of Insider Trading (PIT) Regulations - Drafting compliance policies, SOPs, and internal control frameworks - Managing regulatory reporting and board updates Eligibility Criteria - Qualified CS / CA / LLB / MBA (Finance) preferred - 4–8 years of relevant experience in AIF and/or PMS compliance - Strong understanding of SEBI AIF Regulations and IFSCA framework - Experience in handling regulatory inspections and audits - Excellent drafting and communication skills - Ability to work independently and manage multiple fund structures ⭐ Preferred Candidate Profile - Prior experience in Fund House / AMC / Wealth Management / Law Firm - Hands-on experience with AIF Category I/II/III structures - Exposure to cross-border fund structures under IFSC - Strong stakeholder management skills