Compliance Manager, Asset Management

Our client are an established fixed income asset manager (credit and bond markets) and part of a wider European financial services group.

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In response to recent commercial successes they are now looking to hire a manager level professional to cover regulatory compliance and some aspects of operational risk. This role will involve regular interaction with both the AMF and ACPR.

Roles and Responsibilities

• Draft compliance policy documents specific to financial markets activity
• Provide regulatory reports to the AMF and ACPR. On occasions you may have to engage with the CSSF in Luxembourg on behalf of the Luxembourg ManCo subsidiary
• Assist the European Risk and Compliance Manager by raising awareness, performing controls, and ensuring that the risk management framework is effective and operational, which includes the Risk & Control Self-Assessment Framework
• Collect and analyse incidents to ensure that relevant lessons are learnt; agreed action plans monitoring and escalating the issues to the management attention when necessary
• Assist with the preparation of risk presentations and case studies of incidents

Key skills and experience required are:

• Education: Bac+5 in finance, management, xuezdbg law, audit or any other relevant diploma
• 5+ years’ experience in Risk Management/Regulatory in financial services - asset management, investment banking or payment services would be an advantage
• Experience in risk management concepts (RCSA, incident management, risk indicators)
• Languages: fluency in French and English is preferred
• Excellent written and verbal communication skills