⚡ New
Compliance Executive
Tipsons Group
AhmedabadFull-timeMid LevelOn-site
Job Description
- Ensured compliance with regulations set by SEBI and relevant exchanges.
- Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
- Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
- Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
- Collaborated with all departments on a daily basis to align compliance activities with internal policies.
- Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
- Maintained accurate records of compliance activities for audits and regulatory correspondence.
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