Compliance Assurance Contractor

Job Description

Compliance Assurance Contractor

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An insurance Clientis seeking an experienced compliance assurance contractor to join its Group Compliance Assurance team for a fixed three-month period. The role is required to deliver defined second line assurance reviews within this timeframe, with a primary focus on completing allocated reviews to the required assurance standard. The successful candidate will be highly experienced, autonomous and able to operate with limited guidance, producing clear, evidence-led outputs suitable for senior stakeholders.

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Purpose of the Role

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• Deliver allocated compliance monitoring reviews within the three-month engagement period.
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• Take ownership of the end-to-end review process: planning, evidence requests, testing, stakeholder engagement, findings development and report drafting.
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• Provide robust second line assurance over key regulatory and conduct risk areas, focusing on customer outcomes, fair value, governance, oversight and control effectiveness.
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• Operate independently and at pace, using existing review methodology and internal documentation standards, with limited day-to-day guidance from the permanent team.
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• Produce clear, evidenced and proportionate assurance outputs that support management understanding of key risks, control gaps, customer impact and practical next steps.
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Key Deliverables

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• Completion of the assigned review within the contract period, without extension or reliance on significant additional internal resource.
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• Approved review scopes and testing approaches that are proportionate, risk-based and aligned to the agreed compliance monitoring methodology.
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• Completed testing, evidence review and working papers maintained to a standard that supports robust second line assurance conclusions.
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• Draft and final reports setting out key findings, ratings where applicable, customer outcome considerations, root cause observations, agreed management actions and due dates.
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• Regular, concise progress updates to the Senior Group Compliance Assurance Manager, including early escalation of delivery risks, stakeholder delays or evidence gaps.
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Required Skills and Experience

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• Strong insurance sector experience, ideally including general insurance, motor products, ancillary products, product governance, customer outcomes and FCA conduct regulation.
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• Practical experience of compliance monitoring, second line assurance, audit or risk-based review activity, including scoping, testing, evidence assessment and report writing.
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• Good understanding of Consumer Duty expectations, fair value requirements, customer journey assessment and evidencing good customer outcomes.
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• Ability to work autonomously and manage competing priorities within a short delivery window.
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• Confident stakeholder engagement skills, including requesting evidence, challenging constructively and agreeing practical management actions.
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• Strong written communication skills, with the ability to produce balanced, senior-ready assurance reporting.
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• High attention to detail and sound judgement when interpreting evidence, assessing control effectiveness and identifying conduct or customer outcome risks.
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Working Style and Expectations

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• Able to onboard quickly, understand the review requirements and begin delivery with minimal lead-in.
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• A self-starter who can work independently, organise their own workload, progress evidence requests and escalate issues promptly.
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• Expected to use existing compliance monitoring templates, governance routes and reporting standards, rather than develop a new methodology.
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• Given the fixed timeframe, delivery discipline, clear communication and timely escalation will be essential.
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